We are able to provide experienced support to compliance functions whose firms operate in traded power, gas, emissions, LNG, oil, coal, related derivative markets and provision of route to market services to energy suppliers.  The support we offer is available on an interim, project or temporary cover basis.  Functional areas of support include:

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• advisory

• planning and risk assessment

• training

• investigations and handling requests for information

• preparing policies, procedures and compliance manuals

• management reporting

• market conduct and REMIT compliance

• reviewing information handling between generation and trading teams including information barrier arrangements

• transaction surveillance

• regulatory and exchange liaison

• evolving regulatory guidance from ACER and other UK and EU domestic regulators

• new product approval and new market access

• providing subject matter expertise to Internal Audit functions

• coaching and mentoring from an experienced compliance officer perspective